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Settlements Expertise

Imperial Capital’s Operations Group is comprised of a team of dedicated professionals based in Los Angeles, New York and London who possess extensive settlements experience, especially in complex trade situations. These settlement professionals support our Institutional Sales and Trading platform by: processing transactions, allocating appropriate client accounts, opening new client accounts, settling trades and satisfying the needs of colleagues and clients across multiple time zones in all major currencies. By focusing on a full-service approach -- from the point of execution to the finalization of the settlement date -- the Operations Group ensures our clients experience effectiveness in primary and secondary market transactions.




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