Imperial Capital Home
 

 
 
 

 
OUR FIRM
 

Legal/Operations/Financials


National Instrument 24-101

National Instrument 24-101 - Trade Matching and Settlement Statement

The Canadian Securities Administration ("CSA") implemented National Instrument 24-101 as a rule (the "Rule"). The Rule requires that all parties to a Delivery versus Payment or Receive versus Payment transaction have policies and procedures in place to achieve matching on the trade date after the date that such trade is executed. It also requires that all parties have established, maintained and enforced policies and procedures designed to achieve trade matching in accordance with NI 24-101.

This Trade-Matching Statement is being provided in accordance with National Instrument 24-101-"Institutional Trade Matching and Settlement" and Companion Policy 24-101CP (the "National Instrument"). Imperial Capital, LLC confirms that we have established, maintain, and enforce policies and procedures designed to achieve matching in accordance with the National Instrument.




 
 
 

RESEARCH & INVESTMENT TOOLS

  • Log in below to access these useful tools:
    Research Reports, Research Best Ideas and
    Industry Reports
  • Already registered? Log in below
  •   Forgot Password